MUFG Union Bank Sr. Audit Consultant - Infrastructure & Cyber Security, AVP in New York, New York
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world with total assets of over $2.4 trillion (as ranked by SNL Financial, April 2016) and 140,000 colleagues in nearly 50 countries. In the U.S., we’re 13,000 strong, working together to positively impact every customer, organization, and community we serve. We achieve this by delivering on our values, putting people first, fostering long-term relationships built on honesty and mutual understanding, and inspiring the best in each other. This is all part of our inclusive, high-performing culture supported by Total Rewards that include our cash balance pension plan. Join a team that’s working to fulfill its vision to be the world’s most trusted financial group.
The Associate, Senior Auditor position is a staff role within the Internal Audit for the Americas function. It reports to either a VP, Audit Manager or a Director, Senior Audit Manager. The position is primarily responsible for completing quality work within assigned timeframes and budgets. This is generally the execution of assigned audits, including planning, fieldwork, reporting, and issue tracking and follow-up.
This position generally does not manage staff. Travel is required for the position, with an estimated range of 10-40% varying on the location of the incumbent and key staff and stakeholder and audit geographies.
Execute an efficient and effective program of audit work including aspects such as:
Lead interviews of process owners to develop understanding of business processes, client’s business
Identify potential risks and controls, and assist in developing scope and work programs
Evaluate internal controls design and effectiveness
Identify control weaknesses and suggest appropriate remediation
Document results using appropriate business and technical language in workpaper system
Report findings and client issues to Portfolio Manager or Senior Portfolio Manager
Assist with workpaper review and report preparation
Complete work on a timely basis and with high quality Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations
Build relationships with peers and clients within organization Act as a leader and role model and continuously improve self and department
This position typically requires an undergraduate degree.
Professional certification is highly desirable.
Typically requires 5 years of related audit or business experience including experience leading a work team.
Good understanding of risk management, audit techniques, internal controls, audit principles and theory.
Good to strong skills in risk assessment analysis and a solid understanding of business and data analytics.
Ability to monitor and analyze results of continuous monitoring program including assessing changes in a unit or function's risk profile.
Good leadership skills.
Effective communication skills, both oral and written.
Ability to interact effectively with unit management and staff and all levels of IRMG Operations, IRMG and UB management.
Good personal computer skills with a working knowledge of word processing, spreadsheet and related software applications.
/ The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified / .
/ We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category. /
/ A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses. /
Job: *Risk & Compliance
Title: Sr. Audit Consultant - Infrastructure & Cyber Security, AVP
Location: NEW YORK-New York
Requisition ID: 10021841-WD
Other Locations: ARIZONA-Tempe, CALIFORNIA-Monterey Park